Training: Dealing with Politically Exposed Persons - 2011
Recent political upheaval has raised the issue of dealing with deposed or resigned long-term leaders.
What are the responsibilities of financial institutions with regard to those persons after they leave power?
And how does the position differ depending on whether they are made subject to financial sanctions?
Do travel bans affect the question of financial arrangements for PEPs?
What, exactly, is a PEP and how does a "foreign PEP" differ from a "domestic PEP?"
Most Recent - This Section
Dealing with Politically Exposed Persons (PEPs)Training: Dealing with Politically Exposed Persons - 2011
Survey: Would you pay GBP 27,000 (USD50,000) for your degree?
Most Recent - Whole Site
The Risk Professional: Green Capital Consulting GroupLegal Professional: Baker Mac lawyer guilty of money laundering and securities fraud
Sales and Marketing: shooting oneself in the foot
Business Crime: Dear Mrs Kate Dave: Yes, please. Send it now.
The Risk Professional: Is your data secure enough for the UK's ICO?
Most Recent - BankingInsuranceSecurities.Com
Sanctions: USA PATRIOT Act designation 20120522Sanctions: OFAC Update 20120515
Sanctions: OFAC update 20120508
Sanctions: OFAC Update 20120517
Sanctions: OFAC Update 20120517 - 2
VENUES / DATES
Hong Kong Monday 18 July 2011
Singapore Wednesday 20 July 2011
Jakarta Friday 22 July 2011
Kuala Lumpur Thursday 28 July 2011
Dubai Sunday 31 July 2011
Channel Islands (Jersey) Tuesday 2 August 2011
London Wednesday 3 August 2011
BENEFITS
Delegates will leave with a comprehensive understanding of the background to managing the risks of dealing with politically exposed persons, draft policies and procedures for a variety of financial services products (including retail, investment and private banking / wealth management, insurance and dealing in securities), the potential consequences of failing to manage the risks and take appropriate action.
COURSE DIRECTOR
Nigel Morris-Cotterill is Head, The Anti Money Laundering Network. Formerly an English solicitor in Private Practice, he has specialised in counter-money laundering risk management and consultancy, including developing long-term strategies for crime and legislative risk, since 1994. The Anti Money Laundering Network includes consultancy, publications (World Money Laundering Report and BankingInsuranceSecurities.Com), risk profiling software (Risk Values), face to face training and fora (The Financial Crime Forum), e-learning (Quick To Learn More) and The Society of Anti Money Laundering Professionals.
[ Advertisement for a related company]
Download PDF version of this page
eZ publish™ copyright © 1999-2012 eZ systems as