Former director of Lion Selection Ltd (Lion), Mr John Francis O’Reilly, was today convicted and sentenced in the Supreme Court of Victoria, Australia, on one count of insider trading contrary to section 1043A(1) of the Corporations Act.
Management: UK's FSA fines companies for failing to have systems to detect market abuse
The UK's Financial Services Authority has fined Credit Suisse, Getco Europe and Instanet Europe for failing to put in place measures to aid the FSA in identifying possible market abuse.
Market Abuse: USA's SEC charges companies and employees
The USA's Securities and Exchange Commission has announced administrative proceedings against Morgan Keegan & Co and Morgan Asset Managers - and some of their employees - that they fraudulently inflated the value of assets.
Business Crime: Sydney man pleads guilty to insider trading
Mr John Hartman, 24, of Mosman, New South Wales, yesterday entered a plea of guilty to 25 insider trading related charges brought by ASIC when he appeared at the Downing Centre Local Court in Sydney. Some of his offences look suspiciously like f...
Market Abuse: Hong Kong takes action against boiler rooms and stock promoters
Hong Kong is taking stern measures to ensure that its Securities and Futures Commission does not inadvertently license operators of boiler rooms and stock promotion scams operating from Hong Kong but undertaking overseas activities.
The FBI yesterday arrested two of five defendants charged in an insider trading scheme in which the participants secretly used confidential infor...
Insider dealing: UK's FSA charges eight
The UK's Financial Services Authority has charged eight people with insider dealing. One has been charged with money laundering. But it's not the...
Business Crime: Insider trading case brings in J P Morgan specialist
The USA's Securities and Exchange Commission has issued proceedings against a number of people arising out of the sale of Jamdat Mobile Inc. to E...
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